Security, Territory and Population Part 2: Initial Discussion of Security

The first lecture in the series Foucault calls Security, Territory and Population is primarily a discussion of security. Instead of a definition, Foucault gives two sets of examples. The first group involves penal statutes. In the simplest case, there is a prohibited practice (you shall not steal) and a punishment (amputation). In the second, the disciplinary case, the prohibition and the punishment are present, but in a more complex context, including a system of supervisions, inspections and checks to identify the likelihood that a person will commit a crime; and instead of a spectacular punishment like amputation or banishment, there are incarceration and efforts at transforming the person. In the third case, the first two remain in place, but we add a supervisory regime of statistics and other efforts to understand the problem created by the prohibited practice and to set up mechanisms that are cost-effective in trying to keep the prohibited acts at a tolerable level with cost-benefit analysis and other constructs.

The second set of examples concerns illness. In the Middle Ages, leprosy was dealt with using a strict protocol of separation. A bit later, the Plague was treated with a robust series of quarantines, inspections and other regulatory steps to prevent spread. In the third case, there is smallpox, treated with inoculations, so that the crucial questions are the effectiveness of the vaccine, the modes of insuring widespread inoculation, and other more formal statistical understandings.

Even without a formal definition of security we see the general outline: prevention of certain kinds of harm through concerted action. Protection of the public from preventable harms is an important role of the sovereign, and almost everyone would agree it is a proper role. The goal is accomplished through exercise of power, including both overt violence in the case of some punishments, or the separation of the diseased in the first case and by teaching and correction in the disciplinary case. In the third and contemporary example, there is a widespread effort to understand the mechanisms of prevention and a more disciplined effort by government to achieve its goals, complete with measurements of both the steps taken and the results achieved.

Foucault then takes up a Seventeenth Century text describing the proper layout of a town. The design should accommodate the things that provide security as well. The streets should allow for circulation both of human and commercial traffic, and should allow for good air circulation to prevent miasmas. Of course to some extent this ease of circulation will benefit rioters and thieves, so that sets up the need to adjust to enable good policing. From this Foucault draws the lesson that the crucial thing is to provide a “milieu” which is conducive to pleasant and secure lives for all citizens. That lesson expands to a view of governing. The goal of the sovereign is to organize things in a way that is conducive to security.

The nature of the people taken as a whole changes in the three cases. In the first, the individual is an object of action. In the criminal case, the punishment serves as a warning to the rest of the population, but that is a side effect. In the second case, the individual becomes a participant in the disciplinary process. The goal is to persuade the criminal to become a decent member of society. In the third, the entire population becomes the subject of study, enabling the sovereign to design an entire system so that society can function in safety.

In the same way, in the case of leprosy, the point is simply to segregate the sick person from the rest to achieve security for the healthy. In the second, the goal is separation, but the people separated are carefully watched and given what care is possible, including food and shelter and medical care, in the hope that they might safely return to society. In the third, the goal is to figure out the best ways to insure safety through treatment in advance.

In each of these cases we can observe the some of the elements of power in action. In the first cases, there is direct and forceful action. In the second, there is a recognition that the individual has some capacity to improve enough to warrant return to society. In the third, there is a more subtle approach in which such things as costs and benefits are considered, and the government tries to minimize the value of bad or evil actions, and to increase the chances that the individual will see no reason to harm others.

The idea of territory comes up briefly. In every case, the sovereign exercises authority within a defined territory There are spaces in the territory devoted to the outcast in the first case. In the second case, those spaces become more differentiated, but they remain spaces of segregation. In the third, those spaces remain, but they are not the focus. Instead, the overall layouts become the focus of thought and action; some spaces are still spaces of segregation, but other controlled spaces are more open.

Foucault doesn’t see the three cases as successive iterations. In each group, the first and second steps remain as the third evolves, and in the actual settings, there are elements of all three present in each of the cases.

In general, we can see the idea that Foucault wants to discuss, the genesis of the idea that humans are a species that can be studied, and that the results of those studies can be put to work as elements of mechanisms of power to shape the behaviors of humans in a social setting.

Commentary

This first lecture seems fairly simple, but it illustrates the value of a formal statement of an issue. Simply by arranging things in order and providing well-chosen examples, we can start thinking about our current situation in a more organized way. Here are two of the ideas this lecture sparked for me.

1. Consider the first case, the law, the punishment. In this case, the individual confronts an impervious system that punishes those who transgress, without mercy or consideration of circumstances. From the standpoint of the system, there are no human beings with their own motivations and problems. There is only the fact: the rules were broken and the breaker was captured by the system. Perhaps this is the neoliberal vision: the individual confronts the market which renders judgments devoid of mercy or consideration of circumstances. The state is more or less indifferent to the outcome.

2. In order for case three to work, the people in charge have to get it right most of the time, and be flexible enough to change when they get it wrong. In addition, in our system, we require the assent of the population to the governing structure, by which I mean the aggregate of the public and private actors who create the milieu in which we live. That hasn’t been happening. To take Foucault’s example, look at vaccinations. There was a consensus about the value of these projects, a consensus created by the combined efforts of health care professionals, scientists, schools and government education projects, including frequently direct statements by the President and other political leaders. When the anti-vaxxers got traction, that consensus was undermined, and now we see the possibility of serious outbreaks of once-suppressed diseases. In the same way, Congress refuses to fund Zika research. The part of the milieu that protected us from infectious diseases has broken down in fits of individualism. By exalting the individual at the expense of society, we have allowed the ignorant and the silly the ability to disrupt the security of all of us.

Notre Dame undergrad (math); JD, Indiana University at Bloomington; 1st Lieutenant, US Army.; private practice in corporate and securities law; Assistant AG in Tennessee for consumer protection and securities; Blue Sky Securities Commissioner, Tennessee; private practice, bankruptcy and corporate law.

I have had a lifelong interest in economics. For most of my career, that interest was practical, focused on the problems in front of me. Lately I have been more interested in economics as a theory, especially its impact on the lives of people like those I met in my bankruptcy practice, and on the politics of money in the US. I also enjoy reading philosophers, starting in college and steadily expanding my reading ever since. I wrote at FireDogLake for a number of years.

Generally, I think the problem facing the US is the dominance of neoliberal discourse. I think it clouds the vision, and limits the kinds of problems that can be identified and solved. For example, the existence and danger of climate change can easily be identified in a scientific discussion. However, the problem does not fit the neoliberal discourse because science insists that the pursuit of individual and corporate self-interest will lead to devastation. In neoliberal discourse, the pursuit of self-interest always leads to Eden.

The neoliberal project has two prongs. One is the police function of crushing dissent and alternative views. The police function is provided by government agencies and private and institutional actors. The counterpart is the economic system , which is operated by government and by private and institutional actors. Some of these actors operate in both spheres. I focus on the second prong.

3 replies
  1. bloopie2 says:

    What a great post, thank you. Your one comment, on the function of government to prevent harm to the people, called to mind a recent Marco Rubio comment (I can’t find a link) to the very same effect: that one of the functions of government is to prevent harm to its citizens, and funding Zika work (which Rubio is in favor of) will help do that. Perhaps there really are “axioms” in “politics” or “governance”.

  2. blueba says:

    Corporations, the tools oligarchs use to amass their wealth and protect them from liability for what they do for profit no matter the harm to the populas. (see VW) It is in the nature of corporate operations to oppose other organizations, everything from the federal government to the local Little League, all social organizations represent the power to restrict what the oligarch owners want – more profit faster. From their inception corporations work to undermine any kind of social organization because it might make rules unfavorable profit making.

    The big assault against sovereign nation states began as Neoliberals took over government. The goal being full corporate control and no social organization in opposition to demand clean cars or whatever. It is all working quite will, TPP, TTIP and TSA represent the institutionalization of corporate power as governments grow weaker by the day.

    The oligarch/billionaire/transnational elite who run companies as fraud and racketeering operations with many corporate officers and employees participating in the ongoing crimes are shielded from any liability for the crimes.

    It comes down to feudalism, lords with no legal liability and a destitute hoi polloi with no organization or ability to challenge their power. Capitalism all along has never been anything but feudalism in fancy dress.

  3. Alan says:

    Some fairly quick comments and observations (I’m short on time):
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    1. In the first chapter (p.9) where he talks about the economics and the costs of delinquency this appears to be a reference to the work of the Chicago Law and Economics School (Becker, Posner, et al.). Discussion of Becker is a major focus of the section that discusses American neoliberalism in the Birth of Biopolitics (BP).
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    2. As has been noted by Ed earlier this book is a series of lectures so it reflects more a “still working out of ideas” stage compared to a normal academic book. At various points Foucault tracks back and reframes. This book and the following book of lectures could be titled Governmentality Lectures 1 and 2. Read Foucault’s discussion at the end of Lecture 4 (starting on p.108).
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    3. The book is in part a way of addressing criticism of Foucault’s earlier work, notably Discipline and Punish (DP), that there is no theory of the state; that his analysis just focuses on micro-powers or techniques. Somewhere in BP he writes that a theory of the state would be like an indigestible meal–to be avoided. The state is nothing but a changing assemblages of governmental techniques.
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    4. Foucault’s conceptions of power, the state, etc. are very different from the one you’ll find in neo-Marxist or other Leftist theories. Assimilating Foucault to these misses the point. In BP there’s a devastating comment about socialism not having it’s own governmentality i.e. in power socialists resort to authoritarian, liberal or neoliberal techniques of governmentality. It makes much more sense to orient these writings in relation to Weber and the critique of rationality.
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    5. STP can be seen as a return to the issue of the human sciences covered in the Order of Things (OT) and rethought in a more political way. When he’s talking about security he’s talking about human sciences, disciplines that arise and within which man and population become objects to be studied and the relation of these knowledges to power. So you have the rise of statistics, mathematical social sciences, etc. So economics, criminology, public health, mental health sciences, etc.
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    6. The conception of power isn’t one of oppression or negative. Power is creative. It’s assemblages of practices that change and evolve and are creative of types of knowledge, relationships and subjectivities (for latter see other work he was doing at the time: History of Sexuality (HS)). It is always there. You can’t be outside it. Critique and resistance comes from within. There’s no knowledge outside techniques of power. (This has implication for forms of resistance.)
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    7. A significant aspect of the security is that of desire. Power can act not through threat of force but through our own desire. This ties into the different sorts of subjectivities.
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    8. Foucault never wrote about computers, databases etc. as far as I am aware. The Internet did not exist at the time he was alive although the precursors (ARPAnet etc.) did and other databases had been significant for some time (e.g. credit card). Other writers have taken this theme up since his death but the techniques available to govern populations through data, statistics, etc. take on a whole new level of significance with Big Data.
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    9. His analysis is dispassionate. He’s laying out a genealogy of techniques, practices, etc. He’s not taking sides or engaging in polemics of one group against another.

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